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ATMs on-premise is a risk issue for which type of money laundering risk driver?
Which of the following risk issues contributes to the Geographic Locations Risk Driver for Money Laundering?
__________ is the exposure to legal penalties, financial forfeiture and material loss an organization faces if it is found complicit in the process
of making illegally-gained proceeds
Which of the following risk drivers contribute to Money Laundering risk? (Select all that apply)
A commercial cannabis business that is prone to facilitating obfuscated financial transactions and transacts in higher geographic risk areas is likely to have an increased risk in which risk area? (Select the best answer)
Straw buyers is a risk issue for which Organized Crime risk driver?
Sales to the public and asset management are key risk issues for which Organized Crime risk driver?
The transfer of legal cannabis products or business processes to the black market is known as ___________.
An extractor who allows unlicensed individuals to use their equipment after hours is ____________.
The transfer of illegal cannabis to the legal market is known as ___________.
Which CCBs pose a higher organized crime risk (Select all that apply)?
True or False: CCBs that have an operational footprint within a close proximity to organized crime pose a higher organizational crime risk.
Packaging and labeling are risk issues for which Compliance risk driver?
Infused products are risk issues for which Compliance risk driver?
Who should administer the Compliance Program?
Commercial cannabis businesses should establish a formal, written ___________________ administered by the Chief Compliance Officer.
Select the risk issues related to the Products and Services driver of the Supply Chain Risk area (select all that apply):
Vertical integration and changes in ownership are examples of risk issues for which Supply Chain risk driver?
International import/export is a risk issue for which Operation risk driver?
Consumer harm is a risk issue for which Operation risk driver?
___________ is the exposure to legal penalties, financial forfeiture, and material loss an organization faces if it chooses the wrong business decision(s).
When evaluating the operation risk of a commercial cannabis business, which two risk drivers should be analyzed?
When a commercial cannabis business determines the risk that it remains exposed to even with controls in place, it has identified its _________________.
With whom should a commercial cannabis business share its risk assessment?
Passive and active control activities, and assurance monitoring and testing are generally components of a commercial cannabis business’s ___________.
Management’s understanding of a commercial cannabis business’s risk exposures informs the decision to accept, mitigate, insure, avoid, or transfer these risks in accordance with the __________.
If there are no changes to a commercial cannabis business’s risk profile, how often should a commercial cannabis business reassess their risks?
Put these steps in the correct order to form the risk assessment process